Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nesta Investment Management LLP (no longer approved here)

    FRN 485167

    • [FCA CF] Client dealing (13 Dec 2021 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Feb 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Feb 2020)
    • CF10 Compliance Oversight (3 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2017 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (29 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (29 Jul 2015 to 8 Dec 2019)
  • Social Finance Limited (no longer approved here)

    FRN 497568

    • CF30 Customer (12 Jul 2013 to 31 May 2015)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
    • CF27 Investment Management (28 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.