Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Dec 2021 to 31 Mar 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Feb 2020)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Feb 2020)
- CF10 Compliance Oversight (3 Nov 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Nov 2017 to 8 Dec 2019)
- CF3 Chief Executive (29 Jul 2015 to 8 Dec 2019)
- CF30 Customer (29 Jul 2015 to 8 Dec 2019)
- CF4 Partner (29 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (12 Jul 2013 to 31 May 2015)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2010)
- CF27 Investment Management (28 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.