Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 4 May 2022)
- [FCA CF] Manager of certification employee (since 4 May 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Jan 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jan 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 19 Jan 2022)
- CF30 Customer (3 Jun 2010 to 6 Mar 2016)
-
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 4 May 2022)
- [FCA CF] Manager of certification employee (since 4 May 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Jan 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jan 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 19 Jan 2022)
-
- [FCA CF] Material risk taker (8 Feb 2022 to 10 Mar 2022)
- [FCA CF] Client dealing (8 Feb 2022 to 10 Mar 2022)
-
- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.