Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 11 Mar 2024)
    • [FCA CF] Significant management (since 28 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
    • [FCA CF] Manager of certification employee (since 28 Feb 2024)
    • [FCA CF] Benchmark submission and administration (since 28 Feb 2024)
    • [FCA CF] CASS oversight function (since 28 Feb 2024)
    • SMF3 Executive Director (since 16 Feb 2024)
    • Responsibility for MCD Intermediation (since 16 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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