Date authorised
1 February 2018
Companies House
10295192
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 4
    The Hub
    New Century House
    Crowther Road
    Washington
    Tyne and Wear
    NE38 0AQ
    UNITED KINGDOM
    Phone
    +4407711884513
  • Complaints Contact

    Unit 4
    The Hub
    New Century House
    Crowther Road
    Washington
    Tyne and Wear
    NE38 0AQ
    UNITED KINGDOM
    Phone
    +4407711884513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Paul Wilson

    IRN DPW01102

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2024)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (1 Feb 2018 to 1 Jun 2024)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • Natalie Patricia Barker Wilce

    IRN NXW00317

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 11 Mar 2024)
    • [FCA CF] Manager of certification employee (since 28 Feb 2024)
    • [FCA CF] Significant management (since 28 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
    • [FCA CF] Benchmark submission and administration (since 28 Feb 2024)
    • [FCA CF] CASS oversight function (since 28 Feb 2024)
    • Responsibility for MCD Intermediation (since 16 Feb 2024)
    • SMF3 Executive Director (since 16 Feb 2024)
  • Stephen John Pegg

    IRN SJP00046

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2024)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.