Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 7 Jun 2021)
- CF1 Director (11 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Aug 2016 to 13 Oct 2016)
- CF28 Systems and controls (11 Aug 2016 to 8 Dec 2019)
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- Responsible for Insurance Mediation (15 Dec 2009 to 17 Apr 2011)
- CF1 Director (15 Dec 2009 to 17 Apr 2011)
- CF10 Compliance Oversight (15 Dec 2009 to 17 Apr 2011)
- CF11 Money Laundering Reporting (15 Dec 2009 to 17 Apr 2011)
- CF29 Significant management (15 Dec 2009 to 17 Apr 2011)
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- CF1 Director (15 Dec 2009 to 17 Apr 2011)
- Responsible for Insurance Mediation (15 Dec 2009 to 17 Apr 2011)
- CF29 Significant management (15 Dec 2009 to 17 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.