Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (4 Apr 2003 to 16 May 2006)
    • CF26 Customer Trading (4 Apr 2003 to 16 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.