Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (31 Jan 2017 to 8 Dec 2019)
    • CF1 Director (31 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jan 2017 to 8 Dec 2019)
  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • CF1 Director (4 Aug 2008 to 25 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.