Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2017)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 25 Aug 2017)
    • CF21 Investment Adviser (25 Mar 2003 to 2 Jul 2003)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 25 Mar 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.