Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Santander UK Plc
FRN 106054
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Sep 2017)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 25 Aug 2017)
- CF21 Investment Adviser (25 Mar 2003 to 2 Jul 2003)
- CF22 Investment Adviser (Trainee) (12 Sep 2002 to 25 Mar 2003)
-
- CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.