Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Jan 2018)
-
Nade Khan
FRN 798774
- (1)Employed By (since 18 Jan 2018)
-
- CF30 Customer (11 Mar 2013 to 9 Jan 2018)
-
- CF30 Customer (7 Aug 2012 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.