Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
    • [FCA CF] Client dealing (10 Feb 2023 to 6 Sep 2023)
    • [FCA CF] Functions requiring qualifications (6 Sep 2021 to 6 Sep 2023)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (6)[FCA CF] Functions requiring qualifications (4 Apr 2024 to 14 Jan 2026)
    • (5)[FCA CF] Client dealing (4 Apr 2024 to 14 Jan 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (23 Jan 2019 to 4 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)[FCA CF] Client dealing at Pension Income Planning Limited

  2. controlled function added: (6)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited