Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (24 Jan 2020 to 29 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2023)
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- Responsible for Insurance Distribution (1 Oct 2018 to 14 May 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 14 May 2019)
- CF30 Customer (1 Nov 2007 to 6 Jun 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF3 Chief Executive (16 May 2002 to 6 Jun 2019)
- CF8 Apportionment and Oversight (16 May 2002 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 14 May 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 24 Jun 2015)
- CF1 Director (1 Dec 2001 to 6 Jun 2019)
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- CF1 Director (12 Oct 2015 to 22 Aug 2016)
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- CF1 Director (12 Oct 2015 to 22 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.