Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 30 Jun 2021)
  • Client Care Financial Services Limited (no longer approved here)

    FRN 200198

    • Employed By (1 Oct 1998 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.