Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ingard Independent Financial Management LLP
FRN 460094
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 18 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
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- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 30 Jun 2021)
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- Employed By (1 Oct 1998 to 30 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
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