Mozamil Afzal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Asset Management (UK) Limited

    FRN 536771

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2026)
    • CF30 Customer (4 May 2011 to 8 Dec 2019)
    • CF1 Director (4 May 2011 to 8 Dec 2019)
    • CF3 Chief Executive (4 May 2011 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF27 Investment Management (1 Jan 2007 to 31 Oct 2007)
    • CF1 Director (31 Mar 2003 to 9 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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