Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baader Helvea Limited
FRN 400056
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF3 Chief Executive (24 Sep 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Oct 2014 to 10 Feb 2016)
- CF1 Director (10 Aug 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Jun 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.