Monique Baines

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 3 Sep 2024)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Manager of certification employee (27 Feb 2023 to 28 Aug 2024)
    • [FCA CF] Client dealing (17 Aug 2021 to 28 Aug 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2021)
    • CF30 Customer (26 Jul 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2021)
    • CF30 Customer (26 Jul 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2021)
    • CF30 Customer (26 Jul 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Apr 2011)
    • CF21 Investment Adviser (5 Nov 2004 to 31 Oct 2007)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF26 Customer Trading (8 Jul 2002 to 2 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.