Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
IFG.VC Limited
FRN 943736
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2022)
- SMF3 Executive Director (since 13 Apr 2022)
- [FCA CF] Client dealing (since 13 Apr 2022)
-
- CF30 Customer (29 Jan 2021 to 21 Jan 2022)
- CF1 Director (AR) (29 Jan 2021 to 21 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.