Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFG.VC Limited

    FRN 943736

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2022)
    • SMF3 Executive Director (since 13 Apr 2022)
    • [FCA CF] Client dealing (since 13 Apr 2022)
  • RISKSAVE TECHNOLOGIES LTD (no longer approved here)

    FRN 775330

    • CF30 Customer (29 Jan 2021 to 21 Jan 2022)
    • CF1 Director (AR) (29 Jan 2021 to 21 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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