Date authorised
13 April 2022
Companies House
12562744
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Danes Yard
    London
    Newham
    E15 2QL
    UNITED KINGDOM
    Phone
    +442033571691
  • Complaints Contact

    1 Danes Yard
    London
    Newham
    E15 2QL
    UNITED KINGDOM
    Phone
    +442033571691

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohsin Patel

    IRN MXP00191

    • 10. Broker fund adviser
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Apr 2022)
    • SMF3 Executive Director (since 13 Apr 2022)
    • [FCA CF] Client dealing (since 13 Apr 2022)
  • Muhammed Ibrahim Khan

    IRN MXI00028

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 10. Broker fund adviser
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
    • [FCA CF] Client dealing (since 13 Apr 2022)
    • SMF3 Executive Director (since 13 Apr 2022)
    • SMF16 Compliance Oversight (since 13 Apr 2022)
    • SMF1 Chief Executive (since 13 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.