Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 26 Mar 2025)
    • SMF3 Executive Director (since 26 Mar 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF18 Other Overall Responsibility (8 Jan 2024 to 1 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jan 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Jan 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF1 Chief Executive (8 Jan 2024 to 8 Aug 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Jan 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 15 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jan 2024)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • SMF3 Executive Director (8 Jan 2024 to 1 Jul 2024)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [FCA CF] Manager of certification employee (16 Oct 2023 to 1 Sep 2024)
  • Cushon Money Limited (no longer approved here)

    FRN 929465

    • [FCA CF] Manager of certification employee (27 Sep 2023 to 1 Sep 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2023 to 1 Sep 2024)
    • [FCA CF] Manager of certification employee (28 Mar 2022 to 1 Sep 2024)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2023 to 1 Sep 2024)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 1 Sep 2024)
  • MxP Partners LLP (no longer approved here)

    FRN 460465

    • CF4 Partner (17 Aug 2010 to 29 Jun 2012)
    • CF1 Director (17 Aug 2010 to 17 Aug 2010)
    • CF29 Significant management (17 Aug 2010 to 29 Jun 2012)
    • CF3 Chief Executive (17 Aug 2010 to 29 Jun 2012)
    • CF30 Customer (10 Aug 2010 to 18 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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