Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (9 Apr 2021 to 1 Feb 2023)
    • [FCA CF] Material risk taker (18 Dec 2018 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (18 Dec 2018 to 1 Feb 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (9 Apr 2021 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 1 Feb 2023)
    • [FCA CF] Material risk taker (10 Mar 2021 to 1 Feb 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Jan 2009 to 12 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.