Mo Gao

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 4 Nov 2016)
    • [FCA CF] Client dealing (since 1 Nov 2016)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 9 Mar 2021)
    • CF30 Customer (19 Feb 2015 to 6 Mar 2016)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 4 Nov 2016)
    • [FCA CF] Client dealing (since 1 Nov 2016)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 8 Dec 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 8 Feb 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 8 Feb 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.