Mitul Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited
FRN 146665
- [FCA CF] Client dealing (since 3 Oct 2023)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Manager of certification employee (27 Jul 2020 to 5 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 5 May 2023)
- CF30 Customer (16 Jan 2019 to 8 Dec 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (21 Oct 2008 to 9 Apr 2018)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (21 Oct 2008 to 12 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.