Mirko Bandiera

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Abraxas Capital Management Limited
FRN 219017
- [FCA CF] Client dealing (since 7 Jul 2023)
Tavira Financial Limited (no longer approved here)
FRN 462001
- CF30 Customer (17 Sep 2008 to 4 Jul 2012)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (1 Nov 2007 to 29 Aug 2008)
- CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF21 Investment Adviser (20 Apr 2004 to 30 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.