Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S&M FINANCIAL PLANNING LTD
FRN 920482
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
- [FCA CF] Manager of certification employee (since 9 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Feb 2021 to 7 Oct 2023)
- CF1 Director (AR) (8 Feb 2021 to 10 Oct 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.