Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BLG WEALTH LTD
FRN 561959
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 19 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (4 Jul 2013 to 8 Dec 2019)
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- Employed By (25 Mar 2013 to 18 Jul 2013)
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- CF30 Customer (13 Apr 2011 to 18 Jul 2013)
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- Employed By (13 Apr 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.