Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 5 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (since 31 Dec 2019)
- CF30 Customer (since 4 Dec 2019)
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Life & Legacy Wealth Management
FRN 917224
- (2)Employed By (since 4 Dec 2019)
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- CF30 Customer (9 Nov 2016 to 30 Oct 2017)
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- CF30 Customer (11 Feb 2013 to 30 Oct 2017)
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- CF30 Customer (27 Oct 2009 to 18 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.