Minal Lavingia

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ExodusPoint Capital Management UK, LLP

    FRN 828549

    • [FCA CF] Client dealing (since 8 Jul 2025)
  • Citadel Advisors Europe Limited (no longer approved here)

    FRN 952125

    • [FCA CF] Client dealing (5 Jan 2022 to 4 Mar 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (19 Nov 2020 to 30 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Dec 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (19 Nov 2020 to 30 Dec 2021)
    • [FCA CF] Material risk taker (17 May 2017 to 30 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.