Mimi Alicia Corden-Lloyd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (14 Apr 2023 to 6 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Dec 2021 to 23 Sep 2022)
    • CF30 Customer (23 Nov 2021 to 23 Sep 2022)
  • Financial Lifestyle Management Ltd (no longer approved here)

    FRN 433338

    • (3)Employed By (23 Nov 2021 to 23 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.