Miles Patrick O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (18 Jan 2018 to 8 Dec 2019)
UNIGESTION (UK) LTD. (no longer approved here)
FRN 192141
- CF2 Non Executive Director (1 Feb 2017 to 19 Dec 2017)
Schroder Pension Management Limited (no longer approved here)
FRN 442769
- CF1 Director (15 Jan 2014 to 30 Apr 2015)
- CF8 Apportionment and Oversight (4 Apr 2006 to 30 Apr 2015)
- CF3 Chief Executive (4 Apr 2006 to 30 Apr 2015)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (1 Nov 2007 to 30 Apr 2015)
- CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (1 Nov 2007 to 30 Apr 2015)
- CF21 Investment Adviser (14 Jan 2004 to 31 Oct 2007)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.