Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
  • Ampris Limited (no longer approved here)

    FRN 610031

    • Employed By (30 Jun 2017 to 31 Mar 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (4 Dec 2002 to 17 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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