Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
- [FCA CF] Client dealing (since 24 Nov 2025)
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- Employed By (30 Jun 2017 to 31 Mar 2024)
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- CF21 Investment Adviser (4 Dec 2002 to 17 Oct 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.