Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Oct 2021)
    • [FCA CF] Material risk taker (since 14 Oct 2021)
    • [FCA CF] Significant management (since 14 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (6 Dec 2024 to 31 Mar 2025)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
    • CF1 Director (11 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2014 to 16 Nov 2015)
    • CF11 Money Laundering Reporting (11 Apr 2014 to 16 Nov 2015)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (26 Jun 2015 to 30 Sep 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.