Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fair Oaks Capital Ltd
FRN 604090
- [FCA CF] Client dealing (since 14 Oct 2021)
- [FCA CF] Material risk taker (since 14 Oct 2021)
- [FCA CF] Significant management (since 14 Oct 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (6 Dec 2024 to 31 Mar 2025)
- CF30 Customer (11 Apr 2014 to 8 Dec 2019)
- CF1 Director (11 Apr 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Apr 2014 to 16 Nov 2015)
- CF11 Money Laundering Reporting (11 Apr 2014 to 16 Nov 2015)
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- CF30 Customer (26 Jun 2015 to 30 Sep 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.