Fair Oaks Capital Ltd

• Principal Place of Business

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442030340400

  Web

  https://www.fairoakscap.com

• Complaints Contact

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442030340400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abdulkadir Nasir

  IRN AXN48516

  • [FCA CF] Client dealing (since 24 Feb 2020)
• Alban Luc Augustin Senlis

  IRN ALS01119

  • CF30 Customer (30 Jul 2014 to 16 Mar 2015)
• Alexander Liu

  IRN AXL00119

  • [FCA CF] Client dealing (30 Apr 2021 to 29 Aug 2025)
• Alfonso Tadeo Aceves Jr.

  IRN AXA04258

  • [FCA CF] Client dealing (since 13 Apr 2026)
• Anna Traniello

  IRN AXT02245

  • CF30 Customer (9 Jan 2018 to 27 Aug 2019)
• Barry Povey

  IRN BDP01033

  • [FCA CF] Material risk taker (since 15 Jan 2025)
  • [FCA CF] Manager of certification employee (since 6 Dec 2024)
  • [FCA CF] Client dealing (since 19 Oct 2020)
• Bradley Reece Pearman

  IRN BXP00185

  • [FCA CF] Client dealing (2 Aug 2022 to 27 Jun 2025)
• Charles Carvell

  IRN CXC01795

  • [FCA CF] Material risk taker (since 18 Jul 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Nov 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Nov 2015 to 8 Dec 2019)
• Chloe Yin-Wai Wong

  IRN CYW01011

  • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
• Christos Danias

  IRN CXD01138

  • [FCA CF] Client dealing (3 Jul 2020 to 31 Mar 2021)

• Gravity Advisory Limited (no longer appointed)

  FRN 739563 · Appointed 8 Mar 2016 · Until 24 Jul 2025

No changes recorded yet.