Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)Employed By (13 Dec 2018 to 10 Dec 2019)
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- (5)Employed By (13 Dec 2018 to 10 Dec 2019)
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- (3)Employed By (13 Dec 2018 to 10 Dec 2019)
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- (4)Employed By (13 Dec 2018 to 10 Dec 2019)
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- Employed By (13 Dec 2018 to 10 Dec 2019)
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- (2)Employed By (13 Dec 2018 to 10 Dec 2019)
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- CF30 Customer (26 Nov 2009 to 10 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Sep 2009)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function added: (2)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function removed: Employed By at Ruthlyn House Wealth Management Limited
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controlled function added: (4)Employed By at Ruthlyn House Wealth Management Limited
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (5)Employed By at Nicholsons PSP Limited
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controlled function removed: Employed By at Ballards FS Limited
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controlled function added: (3)Employed By at Ballards FS Limited
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controlled function removed: Employed By at B W Financial Services Limited
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controlled function added: (4)Employed By at B W Financial Services Limited