Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF1 Director (10 Jun 2002 to 2 Jul 2007)
    • CF27 Investment Management (1 Dec 2001 to 2 Jul 2007)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF27 Investment Management (1 Dec 2001 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.