Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2024 to 28 Apr 2025)
- [FCA CF] Manager of certification employee (28 May 2023 to 28 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (13 Oct 2022 to 1 Apr 2024)
- [FCA CF] Client dealing (16 Jul 2021 to 28 Apr 2025)
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- [FCA CF] Client dealing (16 Jul 2021 to 17 Jul 2021)
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- [FCA CF] Client dealing (23 Feb 2018 to 11 Jun 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
- CF30 Customer (22 Jan 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2019)
- CF30 Customer (22 Jan 2014 to 6 Mar 2016)
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- CF30 Customer (14 Dec 2010 to 13 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.