Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (1 Apr 2024 to 28 Apr 2025)
    • [FCA CF] Manager of certification employee (28 May 2023 to 28 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2022 to 1 Apr 2024)
    • [FCA CF] Client dealing (16 Jul 2021 to 28 Apr 2025)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (16 Jul 2021 to 17 Jul 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (23 Feb 2018 to 11 Jun 2021)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
    • CF30 Customer (22 Jan 2014 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2019)
    • CF30 Customer (22 Jan 2014 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (14 Dec 2010 to 13 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.