Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (27 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Jan 2008)
- CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Aug 2004 to 12 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.