Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Client dealing (6 Mar 2017 to 30 Oct 2023)
    • CF30 Customer (31 Jul 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 2 Dec 2013)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.