Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lazard & Co., Limited
FRN 114054
- [FCA CF] Client dealing (since 10 Jun 2024)
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- [FCA CF] Significant management (9 Aug 2022 to 5 May 2023)
- [FCA CF] Client dealing (30 May 2019 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (30 May 2019 to 31 Dec 2023)
- [FCA CF] Material risk taker (30 May 2019 to 31 Dec 2023)
- CF30 Customer (1 Jan 2013 to 6 Mar 2016)
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- [FCA CF] Significant management (9 Aug 2022 to 5 May 2023)
- [FCA CF] Client dealing (30 May 2019 to 31 Dec 2023)
- [FCA CF] Material risk taker (30 May 2019 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (30 May 2019 to 31 Dec 2023)
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- [FCA CF] Material risk taker (28 Aug 2017 to 29 May 2019)
- [FCA CF] Manager of certification employee (4 Jul 2017 to 8 Mar 2019)
- [FCA CF] Client dealing (4 Jul 2017 to 29 May 2019)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.