Michel Neumann

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (8 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (8 Mar 2016 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF30 Customer (4 Dec 2008 to 5 Mar 2015)
    • CF1 Director (1 Dec 2001 to 25 Jan 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Dec 2006)
  • Tacconis Advisors & Co LLP (no longer approved here)

    FRN 457637

    • CF30 Customer (4 Nov 2008 to 4 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.