Michel Alain Tardy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 30 Nov 2020)
- CF30 Customer (20 Dec 2018 to 30 Oct 2020)
COEX Partners Limited (no longer approved here)
FRN 749171
- Employed By (20 Dec 2018 to 30 Oct 2020)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (5 Jan 2018 to 22 Jul 2018)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (14 Apr 2010 to 6 Mar 2016)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (14 Apr 2010 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (13 Jun 2008 to 27 Jan 2010)
- CF26 Customer Trading (15 Sep 2004 to 1 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.