Michael William Bailey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • SMF16 Compliance Oversight (18 Nov 2021 to 18 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2021 to 18 Apr 2023)
    • [FCA CF] CASS oversight function (1 Jul 2021 to 18 Apr 2023)
    • SMF9 Chair of the Governing Body (27 Jul 2020 to 18 Apr 2023)
    • [FCA CF] Significant management (27 Jul 2020 to 18 Apr 2023)
    • CF30 Customer (31 Mar 2016 to 8 Dec 2019)
  • Gallium P E Depositary Limited (no longer approved here)

    FRN 612479

    • SMF9 Chair of the Governing Body (27 Jul 2020 to 18 Apr 2023)
    • [FCA CF] Significant management (1 Jul 2020 to 18 Apr 2023)
    • CF30 Customer (31 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.