Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
-
- CF30 Customer (1 Nov 2007 to 13 Dec 2007)
- CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (22 Jul 2005 to 25 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.