Michael Trawford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beckett Financial Services Limited

    FRN 138104

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2022)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 30 Jun 2022)
  • Lovewell Blake Financial Planning Limited (no longer approved here)

    FRN 190079

    • CF30 Customer (1 Nov 2007 to 20 Dec 2013)
    • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (13 Jan 2006 to 31 Oct 2007)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.