Michael Thomas Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (31 Dec 2018 to 22 Aug 2019)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (31 Dec 2018 to 22 Aug 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (14 Dec 2016 to 19 Nov 2018)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (22 Sep 2015 to 19 Nov 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Mar 2013 to 17 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.