Michael Symes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Crown Agents Investment Management Limited (no longer approved here)
FRN 119207
- CF29 Significant management (12 Jul 2011 to 16 Sep 2011)
- CF30 Customer (2 Dec 2009 to 31 Dec 2016)
- CF1 Director (1 Jul 2007 to 2 Jun 2011)
Crown Agents Bank Limited (no longer approved here)
FRN 204456
- CF29 Significant management (12 Jul 2011 to 6 Mar 2016)
- CF1 Director (1 Jul 2007 to 2 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.