Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 21 Sep 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF24 Pension Transfer Specialist (5 Mar 2002 to 31 Oct 2007)
- CF1 Director (5 Mar 2002 to 8 Dec 2019)
- CF21 Investment Adviser (5 Mar 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (5 Mar 2002 to 16 Apr 2019)
- CF10 Compliance Oversight (5 Mar 2002 to 16 Apr 2019)
- CF8 Apportionment and Oversight (5 Mar 2002 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.