MSM Independent Financial Services Limited

Companies House
04321637
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14
    Pavilion Business Park
    Royds Hall Road
    Leeds
    LS12 6AJ
    UNITED KINGDOM
    Phone
    +441246435996
    Web
    https://www.msmindependent.co.uk

  • Complaints Contact

    Unit 14
    Pavilion Business Park
    Royds Hall Road
    Leeds
    LS12 6AJ
    UNITED KINGDOM
    Phone
    +441134878660

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Binns

    IRN ADB00017

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 21 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 21 Oct 2025)
    • Responsibility for MCD Intermediation (8 Mar 2020 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2025)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Apr 2019 to 31 Jul 2025)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • Callum Robert Forrestall

    IRN CXF00393

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (11 Nov 2024 to 16 Apr 2026)
    • [FCA CF] Functions requiring qualifications (11 Nov 2024 to 16 Apr 2026)
  • Elizabeth Nancy Matthews

    IRN ENM01006

    • CF2 Non Executive Director (27 Jun 2002 to 1 Feb 2019)
  • Michael Stephen Matthews

    IRN MSM00005

    • SMF3 Executive Director (9 Dec 2019 to 21 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (5 Mar 2002 to 31 Mar 2009)
    • CF10 Compliance Oversight (5 Mar 2002 to 16 Apr 2019)
    • CF1 Director (5 Mar 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Mar 2002 to 16 Apr 2019)
    • CF24 Pension Transfer Specialist (5 Mar 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Mar 2002 to 31 Oct 2007)
  • Robert Seymour

    IRN RXS01827

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2025)
  • Simon John Cocking

    IRN SJC00018

    • Responsibility for MCD Intermediation (22 Dec 2025 to 16 Apr 2026)
    • SMF3 Executive Director (22 Dec 2025 to 16 Apr 2026)
    • SMF16 Compliance Oversight (22 Dec 2025 to 16 Apr 2026)
    • SMF1 Chief Executive (22 Dec 2025 to 16 Apr 2026)
  • Tonia Nicole Cocking

    IRN TXC00366

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Dec 2025 to 16 Apr 2026)
    • SMF3 Executive Director (15 Dec 2025 to 16 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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