Michael Sappal

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoxton Wealth (UK) Ltd

    FRN 586130

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
    • [FCA CF] Client dealing (since 19 Feb 2026)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (12 Feb 2024 to 30 Apr 2025)
    • CF30 Customer (19 Nov 2023 to 30 Apr 2025)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (42)Employed By (19 Nov 2023 to 30 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (42)Employed By at One Financial Planning Ltd