Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Mar 2025)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Material risk taker (29 Sep 2023 to 3 Sep 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF24 Chief Operations (7 Mar 2023 to 5 Jul 2024)
    • [FCA CF] Material risk taker (3 Aug 2020 to 13 Apr 2023)
    • [FCA CF] Significant management (3 Aug 2020 to 13 Apr 2023)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF24 Chief Operations (7 Mar 2023 to 5 Jul 2024)
    • [FCA CF] Material risk taker (15 Dec 2022 to 13 Apr 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF24 Chief Operations (7 Mar 2023 to 5 Jul 2024)
    • [FCA CF] Material risk taker (3 Aug 2020 to 13 Apr 2023)
    • [FCA CF] Significant management (3 Aug 2020 to 13 Apr 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF24 Chief Operations (7 Mar 2023 to 5 Jul 2024)
    • [FCA CF] Material risk taker (3 Aug 2020 to 13 Apr 2023)
    • [FCA CF] Significant management (3 Aug 2020 to 13 Apr 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF24 Chief Operations (7 Mar 2023 to 5 Jul 2024)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (23 Feb 2023 to 3 Sep 2024)
    • [FCA CF] Material risk taker (3 Aug 2020 to 3 Sep 2024)
    • [FCA CF] Significant management (3 Aug 2020 to 3 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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