Michael Robert Coleman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LIGHTBLUE UK LIMITED

    FRN 419415

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (17 Jun 2013 to 8 Dec 2019)
    • CF1 Director (3 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (22 Jul 2002 to 12 May 2005)
    • CF21 Investment Adviser (22 Jul 2002 to 12 May 2005)
  • Lighthouse IFA (Essex) Ltd (no longer approved here)

    FRN 216628

    • (6)Employed By (22 Jul 2002 to 12 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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