Michael Ritchie Wilson

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rutland Independent Wealth Management LLP

    FRN 671726

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (3 Sep 2021 to 1 Jun 2023)
    • SMF16 Compliance Oversight (21 Feb 2020 to 10 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • CF4 Partner (20 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF4 Partner (AR) (9 May 2013 to 25 Sep 2015)
    • CF30 Customer (20 Dec 2012 to 25 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 17 Jan 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.